Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Reo (Reo), previously associated with Innovation Partners LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $350,000.00 on September 14, 2022.
Client wanted income investment, showed them variety of choices, bonds, UIT, Direct Investment