Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Perrotto (Perrotto), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Perrotto recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on June 27, 2024.
Claimants allege unspecified investment recommendations which resulted in losses.