Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Park (Park), previously associated with Cambridge Investment Research, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Park recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $3,000,000.00 on June 09, 2021.
Claimants allege that the recommendation of investments in 2016 and 2018 were not suitable and that misrepresentations/omissions were made with regard to certain investment products.