Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Latte (Latte), currently associated with Vienna Capital Partners LLC, has at least one disclosable event. These events include one customer complaint, alleging that Latte recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $844,620.00 on March 03, 2023.
Mass CSAG arbitration with multiple reps and clients on it.