Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Lagrange (Lagrange), currently associated with Moloney Securities Co., Inc., has at least 3 disclosable events. These events include 2 customer complaints, one regulatory, alleging that Lagrange recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $72,000.00 on December 31, 2024.
Suitability/negligence. 2020