Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Kuga (Kuga), currently associated with Planmember Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Kuga recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $41,980.00 on October 02, 2025.
Client alleges that the Representative failed to educate her on a cheaper option for her account and did not earn the fees paid.