Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Hairston (Hairston), previously associated with Osaic Fs, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hairston recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $23,868.00 on March 10, 2021.
The representative recommended a 1035 exchange and did not realize the outstanding loan balance would cause a taxable event.