Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Fowler (Fowler), previously associated with Proequities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Fowler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $175,000.00 on December 11, 2020.
Customer alleges unsuitable recommendations made for alternative investments.