Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Dahill (Dahill), currently associated with Realized Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dahill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on January 04, 2024.
Allegations that due diligence information provided to claimants was false, misleading, and failed to fully and properly information the claimants of the risks involved in investing in skyloft dst, and breach of fiduciary duty by withholding information described in the first allegation.