Articles Tagged with David Bulow

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Bulow (Bulow), previously associated with Ni Advisors, has at least one disclosable event. These events include one customer complaint, alleging that Bulow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $165,000.00 on April 29, 2025.

Claims of fraud, suitability, breach of contract and fiduciary duty, negligence in connection with investment of corporate bond during 2019 in which issuer later declared bankruptcy.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Bulow (Bulow), previously associated with Ni Advisors, has at least one disclosable event. These events include one customer complaint, alleging that Bulow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on October 08, 2024.

Statement of claim indicates breach of contract, breach of fiduciary duty, failure to supervise, negligence andgross negligence, and violation of Best Interest obligation. Bonds purchased during 2019-2020.