Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daryl Devillier (Devillier), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Devillier recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $601,676.00 on September 29, 2023.
Plaintiffs allege that their advisor failed to make the premium payments on their $601,676 Principal National Life Insurance Company life insurance policy that he agreed to process on their behalf. As a result, the policy lapsed in about September 2021.