Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darryl Goldstein (Goldstein), previously associated with Westpark Capital, INC., has at least one disclosable event. These events include one customer complaint, alleging that Goldstein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on September 06, 2025.
Customer alleges that in or about December 2022 the representative recommended and processed a $25,000 NYIAX 12% convertible note and made assurances that an IPO was imminent; customer alleges non-payment of principal and interest and seeks repayment.