Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darren Daye (Daye), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Daye recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $130,000.00 on October 26, 2022.
Suitability in GWG Holdings L Bonds and preferred stock and GPB Waste Management, LP. October 2017to June 2018.