Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darrell Delphen (Delphen), currently associated with Independent Financial Group, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Delphen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $59,000.00 on May 24, 2024.
Alleges investment was not suitable