Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Danton Troyer (Troyer), previously associated with Private Client Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Troyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $35,000.00 on January 03, 2022.
Claimant alleges that in 2014, representative made an unsuitable recommendation that he invest in FS Energy and Power Fund which was not appropriate for his investment objectives, and that he suffered losses from the investment.