Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Danielle Jordan (Jordan), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jordan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on July 01, 2022.
Customers allege the two separate Variable Annuity policies they purchased in January 2021 and February 2021, respectively, were understood to provide a guarantee of the principal for a one-time fee, however they now allege this understanding was incorrect.