Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Spoust (Spoust), previously associated with Andrew Garrett INC., has at least one disclosable event. These events include one customer complaint, alleging that Spoust recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $185,000.00 on February 23, 2022.
Improper and unsuitable trades