Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Della Rosa (Della Rosa), previously associated with Corinthian Partners, L.l.c., has at least one disclosable event. These events include one customer complaint, alleging that Della Rosa recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on July 20, 2023.
Breach of fiduciary duty, violation of FINRA and NYSE rules, breach of contract, negligence, violation of Florida securities and investor protection act.