Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dan Werry (Werry), currently associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Werry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 31, 2025.
Breach of contract and warranties, promissory estoppel; violation of fraud and estate securities statutes and the deceptive practices act (DTPA); claims under common law; vicarious liability;