Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Damian Bell (Bell), previously associated with International Assets Advisory, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Bell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00 on August 11, 2022.
UNSUITABLE AND MISLEADING INVESTMENT REPRESENTATIONS, OMISSION OF MATERIAL FACTS, UNSUITABLE DUE DILIGENCE