Articles Tagged with Damian Baird

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Damian Baird (Baird), previously associated with Moors & Cabot, INC., has at least one disclosable event. These events include one customer complaint, alleging that Baird recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $93,503.00 on February 24, 2025.

Client claims he sent 3 checks to Damian Baird in the amount of $93,503. Client alleges the checks were not deposited to the firm and Mr. Baird added his name as a payee to checks and deposited them in his personal bank account

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Damian Baird (Baird), previously associated with Moors & Cabot, INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Baird recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on September 29, 2023.

Baird was named a respondent in a FINRA complaint alleging that he failed to provide information and documents and failed to appear for on-the-record testimony requested by FINRA as a part of two separate investigations into his conduct. The complaint alleges that FINRA’s investigations were concerning discovery in FINRA arbitrations and, separately, whether Baird altered a customer check and attempted to convert customer funds. Baird’s failure to provide the requested documents and information impeded FINRA’s investigations and his testimony was material to FINRA’s investigation concerning whether he altered a customer check and attempted to convert customer funds.