Articles Tagged with D.H. Hill Securities

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Noor Amirali (Amirali), currently associated with D.h. Hill Securities, Lllp, has at least one disclosable event. These events include one customer complaint, alleging that Amirali recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $36,000.00 on April 01, 2021.

Allegations include Breach of Contract, Violation of State Securities Statues, Breach of Fiduciary Duty, Negligence, Misrepresentation, Unjust Enrichment, Failure to Supervise, Statutory Damages, and control Person Liability for products sold during May 2015.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Jennings (Jennings), currently associated with D.h. Hill Securities, Lllp, has at least 4 disclosable events. These events include 4 customer complaints, alleging that Jennings recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on June 29, 2021.

Suitability

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Armstrong (Armstrong), previously associated with D.h. Hill Securities, Lllp, has at least one disclosable event. These events include one customer complaint, alleging that Armstrong recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $175,000.00 on June 30, 2021.

Client alleges unsuitable recommendations and investment strategy, material misrepresentation, failure to supervise, and breach of contract for products sold to spouse between 2013 to 2015.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Becky Mathre (Mathre), previously associated with D.h. Hill Securities, Lllp, has at least one disclosable event. These events include one customer complaint, alleging that Mathre recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on November 02, 2021.

Claimant alleges violation of FINRA rules 2110 and 2111, negligence, misrepresentation, breach of fiduciary duty, and failure to supervise.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Standley (Standley), previously associated with D.h. Hill Securities, Lllp, has at least one disclosable event. These events include one customer complaint, alleging that Standley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $190,000.00 on August 09, 2022.

Client alleges that in Nov. 2019 representative recommended GWG L-Bonds that was unsuitable. Claimant alleges failure to conduct reasonable due diligence, unsuitable recommendation, violation of securities laws, breach of contract, common law fraud, breach of fiduciary duty, and negligence.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Dechick (Dechick), currently associated with D.h. Hill Securities, Lllp, has at least one disclosable event. These events include one customer complaint, alleging that Dechick recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $65,000.00 on October 03, 2025.

Customer was a client beginning 2015 through 2025. Client alleges unsuitable recommendation of GWG L-Bond in 2022.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Hawke (Hawke), currently associated with D.h. Hill Securities, Lllp, has at least one disclosable event. These events include one customer complaint, alleging that Hawke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on July 01, 2025.

Client alleges unsuitable recommendation of purchase of a fee simple investment in December of 2022.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Leslie Kern (Kern), previously associated with D.h. Hill Securities, Lllp, has at least one disclosable event. These events include one customer complaint, alleging that Kern recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on December 04, 2023.

Claimants were clients between 2016 to 2023. Allegations include unsuitable concentration and unsuitable recommendations.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Wallace (Wallace), previously associated with D.h. Hill Securities, Lllp, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Wallace recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,001.00 on April 16, 2024.

Customer was a client beginning March 2019. Claim alleges unsuitable recommendation, negligence, and breach of contract.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Dechick (Dechick), currently associated with D.h. Hill Securities, Lllp, has at least 5 disclosable events. These events include 5 customer complaints, alleging that Dechick recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on November 05, 2024.

Claimants allege unsuitable recommendation and misrepresentation of product sold in Nov 2020

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