Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cynthia Bremer (Bremer), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bremer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00 on March 29, 2021.
Client alleges that an unauthorized transaction resulted in a loss of approximately $40,000.