Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Lang (Lang), currently associated with Stephens, has at least one disclosable event. These events include one customer complaint, alleging that Lang recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on March 24, 2023.
Client expressed concern regarding the deprecation of the value of his investment holdings and alleged a lack of communication between himself and Mr. Lang. The approximate dates leading to the allegation are December 2020 to December 2022.