Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Hoff (Hoff), previously associated with Dfpg Investments, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hoff recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on December 30, 2024.
Breach of Contract, Breach of Fiduciary Duty, Negligence