Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Eastwood (Eastwood), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Eastwood recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 15, 2021.
Claimant alleges that in November 2017 her advisor recommended an unsuitable investment in a non-qualified variable annuity. Claimant seeks unspecified damages.