Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Doyon (Doyon), currently associated with Vanguard Marketing Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Doyon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on July 11, 2023.
The client alleges that the advisor invested in securities that were not suitable and resulted in substantial losses. The activity dates leading to the allegation was January 1, 2022, through May 24, 2023.