Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Carson (Carson), previously associated with Intervest International Equities Corporation, has at least 5 disclosable events. These events include 5 customer complaints, alleging that Carson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $922,349.00 on September 06, 2022.
Claimant alleges violations of state and federal securities acts, breach of fiduciary duties and negligence, constructive fraud, breach of contract and failure to supervise.