Securities Lawyers Blog
Currently financial advisor Matthew Zagon (Zagon), currently employed by brokerage firm Cova Capital Partners LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $80,000.00 on August 25, 2025.
The client, [REDACTED], through his attorney, alleges that the RR, Matt Zagon, misrepresented the future performance of the Private Placement that [REDACTED] participated in, stating that Zagon told [REDACTED] the value of the investment in KI Health would increase from $ 0.12 to $ 5 by September.