Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cory Schmelzer (Schmelzer), currently associated with Osaic Wealth, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Schmelzer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $42,151.00 on November 26, 2024.
Customer alleges that discretionary trades made in her portfolio by the financial professional were not in her best interest.