Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Connor Seedall (Seedall), currently associated with Dai Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Seedall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $329,000.00 on March 11, 2024.
Client alleges unsuitable investment recommendations in 2018 and 2019