Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Connor Green (Green), currently associated with Joseph Gunnar & CO. LLC, has at least one disclosable event. These events include one customer complaint, alleging that Green recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on October 30, 2025.
Upon receipt of a routine activity letter, the client emailed the subject RR stating that he is "not willing to sign any documents and requested an explanation for the frequent trading and fees." A few days later, the client requested a "refund of all previously charged commissions exceeding 1%".