Commonwealth Financial Network Tag Archives

Broker Marianna Goldenberg in Commonwealth Financial Network Firm Has Customer Complaint

March 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marianna Goldenberg (Goldenberg), currently associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Goldenberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $239,500.00 on November 17, 2025.

Plaintiffs allege that the advisor failed to notify them to elect to exercise an annuity’s GMIB rider before the deadline.

Broker Daniel Wyson in Commonwealth Financial Network Firm Has Customer Complaint

March 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Wyson (Wyson), currently associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Wyson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $80,000.00 on February 23, 2021.

Customer alleges purchases of various alternative investments were unsuitable.

Broker Gerald Randisi in Commonwealth Financial Network Firm Has Customer Complaint

February 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gerald Randisi (Randisi), previously associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Randisi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $142,000.00 on March 22, 2021.

Customer alleges sales of Franklin Square Investment Corp. and C shares mutual funds were unsuitable.

There are Recent Customer Complaints with Broker Adam Provance in Firm Commonwealth Financial Network

February 15, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Provance (Provance), currently associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Provance recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $36,000.00 on May 28, 2021.

Customer alleges that in 2016, her representative recommended she invest in a business development company without adequately informing her of the risks and attributes of the security.

Broker James Freeman in Commonwealth Financial Network Firm Has Customer Complaint

January 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Freeman (Freeman), currently associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Freeman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on September 10, 2021.

Claimant alleges her registered representative recommended unsuitable alternative investments. Claimant further alleges misrepresentation, breach of contract, negligence, and breach of fiduciary duty.

Broker Michael Sullum in Commonwealth Financial Network Firm Has Customer Complaint

December 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Sullum (Sullum), currently associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Sullum recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 05, 2022.

Claimant alleges the RR recommended an unsuitable Oil & Gas investment.

Broker Steven Aiken in Commonwealth Financial Network Firm Has Customer Complaint

November 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Aiken (Aiken), currently associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Aiken recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $16,424.22 on May 03, 2022.

Client looking for short term production better than bank CD, but wanted principal guarantee as assets were to be used to purchase a home. Value decreased

There are Recent Customer Complaints with Broker Vanessa Jilot in Firm Commonwealth Financial Network

November 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vanessa Jilot (Jilot), currently associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Jilot recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint with a damage request of $1,200,000.00 on July 28, 2022.

Client alleges advisor should have protected him from a scammer posing as a United States custom agent who convinced the client to withdraw all of the funds from his account. Client admits in the Statement of Claim that he told the advisor he needed the funds to help his mother buy a property.

Broker Lina Bowman in Commonwealth Financial Network Firm Has Customer Complaint

November 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lina Bowman (Bowman), currently associated with Commonwealth Financial Network, has at least one disclosable event. These events include one customer complaint, alleging that Bowman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $72,518.67 on August 25, 2025.

Customer alleging sale of variable annuity was unsuitable.

Broker Kurt Jackson in Commonwealth Financial Network Firm Has Customer Complaint

October 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kurt Jackson (Jackson), currently associated with Commonwealth Financial Network, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Jackson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on September 03, 2025.

Claimant alleges that certain investments on her portfolio were unsuitable