Articles Tagged with Clifford Reid

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Clifford Reid (Reid), currently associated with Reid & Rudiger LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Reid  concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a pending customer complaint on October 02, 2025.

Breach of fiduciary, negligence, and excessive trading.

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Clifford Reid (Reid), currently associated with Reid & Rudiger LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Reid  concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a pending customer complaint on February 14, 2023.

Customer alleged sales practice viiolations including unsuitability, excessive trading and commissions, failure to supervised and breach of fiduciary duty.