Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Claud Haws (Haws) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Haws was employed by Purshe Kaplan Sterling Investments at the time of the activity. If you have been a victim of Haws’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $4,472,093.00 on March 12, 2024.
Client alleges sales practice violation in connection with investment in private investment vehicle.