Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Lohmann (Lohmann), currently associated with Citi Private Alternatives, LLC / Citigroup Global Markets INC., has at least one disclosable event. These events include one customer complaint, alleging that Lohmann recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on October 26, 2020.
Client alleges that they were not advised of the liquidity terms of a notice deposit product. Activity dates 07/20/2020-07/20/2020