Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cindy Hanerhoff (Hanerhoff), currently associated with Private Portfolio, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hanerhoff recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $168,000.00 on September 15, 2022.
Client alleges that investments in her account are unsuitable based on her risk tolerance.