Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Russo (Russo), currently associated with Citigroup Global Markets INC., has at least one disclosable event. These events include one customer complaint, alleging that Russo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on December 22, 2025.
The client alleges that a 401K rollover into an IRA was not invested as instructed, including an additional step to effectuate the transaction. Client estimates financial losses of approximately $40,000 – $60,000 as $168,000 of the rollover remained in cash despite the client’s directive for a growth-oriented investment. Occurrence Date 12/22/25; Disputed Amount $50,000.