Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Meadows (Meadows), currently associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Meadows recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $165,000.00 on November 20, 2020.
Customer alleged that the representative recommended an investment product offered by an unaffiliated RIA that was not suitable given the customer’s risk profile.