Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Mackenzie (Mackenzie), previously associated with Investment Planners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mackenzie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $499,000.00 on June 27, 2022.
Client attorney alleges unsuitable investment, breach of fiduciaryduty/ negligence and negligent supervision. From 2013-2016