Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Kane (Kane), currently associated with Ceros Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kane recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $950,000.00 on March 25, 2022.
Client alleges unsuitability and over concentration from 2011-2021