Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Avery (Avery), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Avery recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $633,000.00 on May 24, 2024.
Failure to supervise the activities of RR during his period of association, March 2021 through June 2022.