Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christine Brezovsky (Brezovsky), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Brezovsky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,525.40 on March 04, 2022.
Customer alleges that in June 2021 he was not informed of the tax implications of surrendering a variable Universal Life Insurance policy with outstanding loans to fund a new policy with improved terms.