Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ching Yun Fang (Fang), previously associated with Cetera Investment Services LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Fang recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on September 28, 2021.
Claimant alleges that their registered representative made unsuitable investment recommendations.