Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cheryl Wilson (Wilson), previously associated with J.w. Cole Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Wilson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $112,000.00 on May 22, 2023.
4.Customer alleges breach of fiduciary duty, lack of suitability, misrepresentation, failure to supervise, and breach of contract regarding their investment.