Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Jimerson (Jimerson), currently associated with Sunbelt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Jimerson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 03, 2022.
Client alleges common law negligence, breach of fiduciary duty, suitability, and know your customer violations.