Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Giordano (Giordano), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Giordano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $215,990.00 on December 22, 2025.
Claimant, an extremely sophisticated, experienced, high net worth investor alleges a suitability claim regarding one of his investments.