Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Egnatz (Egnatz), previously associated with Digital Capital Markets LLC, has at least one disclosable event. These events include one customer complaint, alleging that Egnatz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $750,000.00 on November 01, 2020.
The investors were misled on an equity investment in hospitality, pre-Covid.