Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chandler Altman (Altman), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Altman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $85,000.00 on June 16, 2022.
Through his attorney, the customer alleges that the Financial Advisor modified his qualified retirement accounts into non-qualified accounts, which resulted in unforeseen tax consequences.