Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chadwick Collins (Collins), currently associated with Wedbush Securities INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Collins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $466,449.65 on April 13, 2022.
Client attorney alleges unsuitable purchase of Nabriva Therapeutics (NBRV) and Equilium, Inc (EQ) for [REDACTED] IRA and Nabriva Therapeutics for [REDACTED] IRA.